Broker Check
Travis  Daly

Travis Daly

Head of Supervision

Travis Daly is a registered representative and principal and began his career in 2000 with Franklin Templeton as a mutual fund wholesaler. Since 2010 he has supported Advisors for Signator Investors and Transamerica Financial Advisors as a senior compliance and supervision analyst. Travis is joining the EFN/IFG team as the Director of New Business Workflow and Firm Reporting. Travis oversees the designing of the Business Processing Concierge workflow and is responsible for the firms reporting. Travis brings significant experience in advisory, compliance and supervision. Travis holds a Bachelor of Science degree in Business Management and is FINRA 6, 7, 24, 63 registered and FL and CA licensed. He lives in St. Petersburg, FL and in his free time he enjoys camping, fishing and coaching his son’s little league baseball team.