Kristen is part of the Supervision Team and has the privilege to support and partner with the advisors to ensure they understand and have tools to comply with ever-changing industry regulations. She began as an advisor in 1996 and transitioned to compliance in 2012. She has a Bachelors in Economics and is Series 6,7,24,51,63 and 65 registered.
Kristen lives in Huntington Beach, California with her husband Sean and three children. Camping, skiing, hiking, and traveling are her favorite past times.