Broker Check
Brian Heapps, CLU, ChFC

Brian Heapps, CLU, ChFC

President, CEO

Brian began his financial services career with John Hancock Financial Network in 1987 as an advisor. After two years of personal production, he entered sales management where he focused on building successful careers for advisors and, in 1997, he founded an independent firm of his own.

Brian joined his Broker Dealer’s parent company in 2007 as Executive Vice President to execute a new strategy for growth and independence. Five years later, in 2012, he became President and CEO of John Hancock Financial Network, Signator Investors parent company. In 2017 he left corporate life and joined forces with Robert Mitchell to create what is now known as Innovative Financial Group. Innovative is one of the largest branches within the current Broker Dealer, Royal Alliance Associates, Inc., and is committed to providing advisors with the resources to grow and protect their practices. Brian is passionate about helping advisors plan for succession to ensure seamless transition and client continuity.
Brian holds his CLU and ChFC designations and is FINRA 6, 7, 63, 65, 24 and 51. Brian lives in New Hampshire with his wife Amy and son Serge and enjoys all things outdoors. He loves spending time with his two successful daughters and their families in Florida.

Securities and investment advisory services offered through Royal Alliance Associates, Inc. member FINRA/SIPC. Royal Alliance Associates, Inc. is separately owned and other entities and/or marketing names, products or services referenced here are independent of Royal Alliance Associates, Inc.

 

CA Insurance License #0D23669